James is a Manager in the Risk & Advisory Services national practice. He is experienced in banking operations & compliance, title & escrow and non-depository financial institutions providing assurance over internal controls for clients ranging from $100 million to $9 billion in annual revenue. He has been a project leader for various engagements, performed due diligence for potential acquisitions, implemented enterprise risk management, and developed internal audit test plans. James has worked in all phases of SOX-404, including documenting and flowcharting key internal control processes from initiation to recording in the GL, identifying control gaps, and recommending control solutions. He has also performed walkthroughs and testing of key processes. His work evaluates risks that may exist in human error, processes, and technology as they relate to enterprise wide risk management. James has notable experience in manufacturing and distribution, retail, banking and financial institution regulatory compliance and Sarbanes-Oxley testing, providing both internal and external audit services.